Wed 06 Nov 2019
10:00 - 14:30
This half-day workshop, hosted by BWB Compliance, is designed for compliance and marketing professionals involved in the preparation or sign off of financial promotions, from long-form brochures to snappy social media posts.
We will explore the regime including the restriction on making promotions, the exemptions and how to make the content compliant. You can expect technical detail, insights into the FCA's approach and how to make judgment calls in practice.
Why choose this course?
This course explores the practical challenges of financial promotions regime.
It is perfect for compliance officers who would like a refresher on the financial promotions regime or an update on latest themes and best practice. It is also ideal for Heads of Marketing and their teams, looking to better understand and pre-empt the compliance challenges with sign offs.
We run these days as small workshops, limiting numbers so that attendees can ask questions relevant to their firm and engage with each other as well as with us throughout the day.
Bates Wells Offices, 10 Queen Street Place, EC4R 1BECancellation policy for seminars